UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 22, 2017 (June 20, 2017)

 

OWL ROCK CAPITAL CORPORATION

(Exact name of Registrant as Specified in Its Charter)

 

 

Maryland

814-01190

47-5402460

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

245 Park Avenue,

41st Floor

New York, NY

 

10167

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (212) 419-3000

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. Emerging growth company    

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    

 

 

 

 


Item 1.01.

Entry into a Material Definitive Agreement.

On June 20, 2017, Owl Rock Capital Corporation (the “Company”) and Regents of the University of California (“Regents”) entered into the Amended and Restated Limited Liability Company Agreement to co-manage Sebago Lake LLC (“Sebago Lake”). Sebago Lake is a joint venture that is expected to invest in senior secured loans that are made to middle market companies or in broadly syndicated loans. The Amended and Restated Limited Liability Company Agreement is effective as of June 20, 2017.

 

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits.

 

 

 

 

Exhibit

Number

  

Description

 

 

10.1

  

Sebago Lake LLC Amended and Restated Limited Liability Company Agreement dated June 20, 2017 by and between Owl Rock Capital Corporation and Regents of the University of California.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

Owl Rock Capital Corporation

 

 

 

 

June 22, 2017

 

By:

/s/ Alan Kirshenbaum

 

 

 

Name: Alan Kirshenbaum

 

 

 

Title: Chief Operating Officer and

          Chief Financial Officer